Advisory + Dealing Services
As a holder of a financial services license (AFSL 337927),Sanlam Private Wealth provides you with the full spectrum of advisory and dealing services at your disposal.
These include the execution of buy- and sell orders, trading and diversification of share options as well as market information and advice.
For trading and execution, we offer you the facility of prompt execution of orders. You can obtain market- and share price information daily, from any of our branches.
Our clients sign a mandate either as a discretionary or non-discretionary client of Sanlam Private Wealth. For discretionary clients, we offer a defined investment strategy and comprehensive administration reporting facilities. For non-discretionary clients, they are to open their own CMA and open a trading account register for a HIN with the broker we nominate so that Sanlam Private Wealth can provide a service which includes prompt trading and execution. Contract notes will be issued on each transaction. No transaction can be executed before the full settlement amount is, or the shares are, available in the account.